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Welcome to North Carolina Securities Lawyers.com
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Variation Margin: Payment made on a daily or intraday basis
Variation Margin: Payment made on a daily or intraday basis by a clearing member to the clearing organization based on adverse price movement in positions carried by the clearing member, calculated separately for customer and proprietary positions.
In today's financial world, national and North Carolina investors
need a secure source of information for their investment needs,
and lawyers to fight for them if they have been defrauded in any way.
The comprehensive field of securities is layered with difficult
to understand rules and regulations that securities lawyers are
experts in, and are willing to help you.
The Securities and Exchange Commission generally administrates
federal securities laws. The SEC regulates and administers the way
stocks and bonds can be traded, issued, brokered, and sold. Our North Carolina
Securities Lawyer can assist you with understanding the complex rules and
regulations of the SEC.
When you are preparing yourself to purchase or broker stocks, bonds,
mutual funds, etc., North Carolina Securities' Attorneys are a valid
and necessary counsel. A securities attorney can assess the market
and advise you on your investments. They can also file suits and
claims if you or anyone you know has been a victim or has experienced
any kind of securities fraud.
The following is a list of common securities fraud issues:
Providing False Information
Stock Manipulation
Lying to Auditors
Insider Trading
Late-Trading Schemes
Unauthorized Trading
Breach of Fiduciary Duty
Broker Embezzlement
There is no shame in being a victim of securities fraud. Stock
Brokers and other related professionals hold a high standard of
quality in their respected field. But sometimes innocent people
are taken advantage of. Fraud is the most serious offense a professional
in the financial profession can commit. The following are several related
ways you can be defrauded:
Investment Fraud
Stock Fraud
Bond Fraud
Mutual Fund Fraud
Internet Fraud
Trading Fraud
Other aspects a Securities Lawyer can help you with include:
WorldCom's Ebbers Sentenced to 25 Years
AUDIO, RM, 44Kbps, 1:02, 7/13/2005
Bernard Ebbers, the former CEO of telecommunications company WorldCom, was sentenced to 25 years in prison Wednesday for his role in what authorities call the largest accounting fraud in U.S. history. Source: NPR
North Carolina External Sites
North Carolina
Better Business Bureaus; The BBB of Asheville/Western North Carolina, Inc. 1200 BB&T Bldg. Asheville, ... Securities Division; 300 North Salisbur
Securities News
Latest news about securities cases in North Carolina and nationwide:
Definition:
Named after Charles Ponzi, a man with a remarkable criminal career in the early 20th century, the term has been used to describe pyramid arrangements whereby an enterprise makes payments to investors from the proceeds of a later investment rather than from profits of the underlying business venture, as the investors expected, and gives investors the impression that a legitimate profit-making business or investment opportunity exists, where in fact it is a mere fiction.
Arbitrage
Definition:
A strategy involving the simultaneous purchase and sale of identical or equivalent commodity futures contracts or other instruments across two or more markets in order to benefit from a discrepancy in their price relationship. In a theoretical efficient market, there is a lack of opportunity for profitable arbitrage. See Spread.
Buy (or Sell) On Close
Definition:
To buy (or sell) at the end of the trading session within the closing price range.
If you live in the following cities and need an securities attorney you should contact
our Securities Attorney as soon as possible:
Apex
Asheboro
Asheville
Burlington
Cary
Chapel Hill
Charlotte
Clayton
Concord
Durham
Elizabeth City
Fayetteville
Fort Bragg
Garner
Gastonia
Goldsboro
Greensboro
Greenville
Henderson
Hickory
High Point
Jacksonville
Kernersville
Lenoir
Lexington
Lincolnton
Lumberton
Matthews
Monroe
Morganton
Mount Airy
Raeford
Raleigh
Reidsville
Sanford
Statesville
Thomasville
Wake Forest
Wilmington
Wilson
Winston Salem
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